Friday , December 2 2022

Investec Careers South Africa – Compliance Officer

Website Investec

Job Description:

To fulfil the role of a FAIS Compliance Officer’s responsibility is to assist a business to comply with FAIS/FMA and the regulations relating to financial advisory and intermediary services and assist the business with transition to compliance under the Conduct of Financial Institutions Act.

Job Responsibilities:

  • Ensuring that all policies and standards are updated in line with developments in legal requirements
  • Advising on processes and controls designed to manage FAIS Risk
  • The proactive response to statutory, regulatory or supervisory developments
  • Staying abreast of applicable Regulatory Developments, including determining the impact for W&I• Providing advice on regulatory matters to W&I
  • Standard setting/policy/guidance – remaining abreast of regulatory developments.
  • Assisting in the development and implementation of effective structures, guidelines and procedures

Job Requirements:

  • Relevant specialist qualification in compliance will be advantageous
  • Relevant Tertiary qualification FAIS RE Exams
  • Strong subject matter expert in FAIS, minimum 5 years’ experience
  • Public or private sector experience in financial experience in senior roles

Job Details:

Company: Investec

Job Category:  Insurance

Vacancy Type: Full Time

Job Location: Carletonville, Gauteng, South Africa

Application Deadline: N/A

Apply Here

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